Crucial Considerations Before Leaving a Wirehouse

Presented by

Ned Van Riper, Managing Director, Finetooth Consulting, LLC

About this talk

Each year, more and more wirehouse advisors are leaving the traditional employee model to seek independence. This presentation will address the process financial advisors need to be aware of when moving their practice and clients to independence. By understanding the key differences between the wirehouse and independent landscapes, advisors can then decide if making the change is worthwhile. Topics covered: -Description of the traditional brokerage world -Different definitions and models of the independent platform -Various steps to consider prior to making the move -How to begin the process of evaluating suitable independent broker/dealers among the hundreds that exist today -Various opportunities available for those who are ready to make the move

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