Part 3: Discussion about Becoming an RIA: Equity and Branding Considerations

Presented by

Corey S. Kupfer, Director, Business & Commercial

About this talk

Across the securities industry, financial advisors are finding themselves drawn towards the idea of the “Flight to Independence” due issues such as their employers being in the news for the wrong reasons and deteriorating client relationships coupled with the unprecedented potentials available to boutique firms. However, advisers in transition face a multitude of challenges before, during, and after the transition. Join MarketCounsel in a 4-part series to help you navigate through the important subjects that arise on the path to becoming an independent RIA. In part 3, Corey S. Kupfer, JD, will discuss the key steps to forming a business, including: - Entity Considerations - Entity Considerations - Governance - Succession Planning

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