Financial Institution Regulatory Update

Presented by

Duane Baldwin-Director, Information Security, Bill Gienke-Director, Financial Services, Bill Turner-Director, Risk Advisory

About this talk

The Consumer Financial Protection Bureau (CFPB) and other Dodd-Frank related regulatory changes continue to stretch financial institutions’ ability to monitor operational activities and implement new requirements. In addition, expanded use of mobile banking and other technologies are adding additional burdens to the risk and compliance teams. Financial institutions need to understand the impact of these changes and implement streamlined compliance monitoring and implementation approaches. During this webinar, we'll highlight key regulatory trends and provide pragmatic insights into leading risk and compliance management practices. After participating in this webinar, you'll be able to: •Identify key risks associated with mobile banking and related mitigation activities •Describe the current status of the CFPB’s rule making and the impact on compliance activities and examinations •Describe the current status of key Dodd-Frank regulatory initiatives •Compare your compliance efforts with a model program Eligible for 1 CPE

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