Hi [[ session.user.profile.firstName ]]

RegTech Webinar Series

Regulatory compliance is one of the biggest immediate challenges affecting the financial services industry today. Many market participants are unsure how to meet constantly evolving reporting requirements or how to move to an open API framework in a secure and compliant way.
Recorded Aug 31 2016 17 mins
Your place is confirmed,
we'll send you email reminders
Presented by
Shane Brett
Presentation preview: RegTech Webinar Series

Network with like-minded attendees

  • [[ session.user.profile.displayName ]]
    Add a photo
    • [[ session.user.profile.displayName ]]
    • [[ session.user.profile.jobTitle ]]
    • [[ session.user.profile.companyName ]]
    • [[ userProfileTemplateHelper.getLocation(session.user.profile) ]]
  • [[ card.displayName ]]
    • [[ card.displayName ]]
    • [[ card.jobTitle ]]
    • [[ card.companyName ]]
    • [[ userProfileTemplateHelper.getLocation(card) ]]
  • Channel
  • Channel profile
  • Digitising Customer Onboarding Feb 27 2018 12:00 pm UTC 60 mins
    Abe Smith, Founder & CEO, Dealflo
    Digitising Customer Onboarding: How to improve the customer experience without compromising on compliance and risk

    Today’s consumers, accustomed to receiving smart and convenient digital services from companies such as Uber, Apple and Amazon, and are beginning to demand personalised, interactive and immediate services from their banks.

    A recent report revealed 42% of UK consumers have adopted FinTech services (EY 2017 FinTech Adoption Survey), so it’s no surprise banks want to adapt to the fast-moving digital marketplace where new and disruptive competitors are already circling. What’s stopping them though, is risk.

    Creating an environment that drives the productivity, speed and compliance essential to sell financial services via digital channels is paramount to survival.

    This webinar will explore how banks can digitise the customer onboarding process without compromising on risk, satisfying customers, regulators and shareholders alike.
  • Digitized identity verification - the future of ID & KYC Recorded: Nov 14 2017 49 mins
    Sarah Clark,Mitek Systems, Mike Montemarano, JP Morgan & Supriyo Guha, GENPACT
    Financial institutions from all over the world are facing increasingly strict regulations regarding the verification and authentication of their customers’ identity. Furthermore, with the increasing amount of data breaches, status-quo identity verification processes have not only been compromised but have also made complying with current regulations harder. This ever-changing environment has forced a tipping point for organizations to regard the adoption of new technologies for identity verification as a must-have rather than a nice-to-have.

    In the end, financial institutions must satisfy consumers’ demands for speed and ease of use to prevent them from going to the competition. To gain a competitive edge, remain compliant, and offer a frictionless and user experience, it is imperative for FIs to invest in technologies that bridge the compliance-convenience gap.
  • Reduce Friction and Cut Compliance Costs with Digital ID Verification Recorded: Oct 25 2017 41 mins
    Joe Bloemendaal, Vice President, Sales EU, Mitek Systems; Chris Phillips, Compliance Department, Gain Capital
    The latest EU Anti-Money Laundering directive will significantly increase the frequency with which financial service providers need to conduct ‘Know Your Customer’ (KYC) checks. To maximise the effectiveness of digital transformation initiatives, financial services and other regulated industries must find effective digital identity verification solutions.

    Current methods for identity verification checks place an enormous cost burden on banks, payments processors, and lenders, as most methods rely heavily on manual processes. Furthermore, these processes are cumbersome for users, driving away potential customers.

    Figuring out how to balance the competing needs of compliance and costs against the expectations of today’s digital native users is key to any financial service provider looking to win and retain new customers.
  • Customer Due Diligence after the Money Laundering Regulations 2017 Recorded: Oct 19 2017 41 mins
    Jane Jee, CEO, Kompli-Global
    Do you really know your customer? Customer Due Diligence after the Money Laundering Regulations 2017 and the Criminal Finances Act 2017

    * How do you ensure you conduct a thorough search for, and provide ongoing monitoring of, adverse information on existing and potential clients?
    * How do you prove you are conducting compliant CDD?
  • Open Banking – what does it mean for banks & fintechs? Recorded: Jul 18 2017 28 mins
    Jason O'Shaughnessy, Senior Vice President - EMEA and Australia, ENVESTNET | YODLEE
    ECN is pleased to be hosting, via webinar, an expert interview with Jason O'Shaughnessy, Senior Vice President - EMEA and Australia, ENVESTNET | YODLEE on 18 July.

    Open Banking is coming in January 2018, but what does this mean and does it change anything?

    Tune in to find out exactly what it means for you and join in the discussion.
  • Social media in financial services: opportunity or regulatory nightmare? Recorded: May 3 2017 60 mins
    Patrick Barnert, Qumram, Joy Macknight, The Banker, David Bruno, UBS, Courtney McQuade
    There is no doubt that social media is a valuable engagement platform for any business. So why have financial services firms been so slow to engage with customers via this channel?

    In this webinar we will discuss:
    * What is the truth about social media in financial services: do customers really want it, and if so, what for?

    * How are banks and other financial institutions reacting?

    * Is the use of social media for two-way communication in financial services a reality today?

    * What are the compliance and risk challenges associated with social media usage; how can they be mitigated?

    * Which financial institutions are leading the way?

    * Should banks build their own social platforms to avoid compliance and control issues?
  • Navigating the Seismic Shift in Buy Side Compliance Recorded: Mar 15 2017 64 mins
    Jodie Paula Cohen, Event Creation Network
    ECN is pleased to be hosting a webinar with experts from PWC, Aite and NICE Actimize on March, 15.

    Join us to hear how buy side firms are addressing the challenges of the expanding global regulations, and how your own evolving business model could be a significant compliance issue.

    During this webinar participants will discuss:

    • What is behind the shift in compliance regulations, and what to expect in the future
    • How hedge funds and asset managers are reacting
    • How are hedge funds and asset managers, like you, reacting
    • Why you should embrace the change
    • Lessons learned from peers
    • Choosing the right technology

    Stephen Anikewich, Head of Compliance, NICE Actimize
    Danielle Tierney, Senior Analyst, Aite
    Harshad Pitkar, Partner, Financial Services – Risk and Compliance, PWC
    Jodie Paula Cohen, Event Creation Network
  • Industry Leader Interview - Top Five Regulatory Risk in Asia Recorded: Mar 3 2017 23 mins
    Kelly Ann McHugh
    ECN is pleased to be hosting an interview with Kelly Ann McHugh, Head of Regulatory Intelligence, Proposition – Asia Pacific and Japan for Thomson Reuters on the 3rd March at 9.am GMT to discuss the current state of financial regulation in Asia, the key risk areas that need to be considered and to explore the future of financial regulation and how new technologies could impact the way financial institutions manage risk and remain compliant particularly in the areas of KYC and AML.
  • KYC in the online age Recorded: Feb 16 2017 47 mins
    Panel Discussion featuring: UK Cabinet Office, CurrencyFair, IOX & Mitek
    Financial institutions from all over the world are facing increasingly strict regulations regarding the verification and authentication of their customers’ identity. The imminent enforcement of the 4AMLD and the publication of the 5AMLD will nothing but add pressure on the financial services industry.

    To keep a competitive edge and still be compliant with the latest Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations, banks, prepaid card operators, digital currency processors, exchanges, and wallets are being compelled to embrace the digitalisation of traditionally cumbersome processes such as customer due diligence and ongoing authentication.

    Aiming to simplify KYC in this ever-changing regulatory environment, and optimizing the digital channels for further security and convenience, financial institutions need to successfully achieve this change within their policies, procedures, business models, and technology infrastructures.

    During this webinar, our panel of experts will provide answers to the following questions:

    •Are the technologies to underpin digital identity verification reliable and robust enough for financial institutions to rely on them?

    •Are customers prepared to go down the digital route?

    •Can financial institutions strike the right balance between rock-solid compliance, and smooth, easy, digital customer experience?

    •How are financial institutions coping with the challenges posed by the latest regulatory updates?

    Join us for this panel discussion with our expert speakers:

    Don Thibeau, Chairman & President, The Open Identity Exchange (OIX)
    Fintan Byrne, Head of Risk & Chief Compliance Officer, CurrencyFair
    Sarah Clarke, General Manager - Identity, Mitek
    David Rennie, Identity Assurance Programme, UK Cabinet Office
  • The Internet of Things in Retail: Getting Beyond the Hype.... Recorded: Jan 25 2017 16 mins
    Brian Kilcourse, RSR, interviewed by Carl Goodman, Head of Content, ECN's Retail Edge
    Join us for an interview with Brian Kilcourse of RSR Research to discuss his key thoughts emerging from RSR's recent research report on The Internet of Things.
  • Identity & KYC Webinar Series Recorded: Dec 6 2016 29 mins
    Michelle Schofield, Ervinna Lim
    Ensure KYC, Reduce Fraud, Provide a Great Customer Experience -- How digital currency is Winning on 3 Fronts

    From traditional banks to, money transfer and now the growing Bitcoin market, meeting KYC requirements is critical. Come learn how Coinbase, the leader in digital currency, is using Jumio to ensure regulatory compliance, reduce fraud, and ensure a frictionless customer experience.
  • Identity & KYC Webinar Series Recorded: Nov 4 2016 34 mins
    Husayn Kassa
    How Machine Learning is improving the User Experience
  • Identity & KYC Webinar Series Recorded: Oct 19 2016 33 mins
    Robert Prigge
    Millennials in Banking: Millennials speak out on their global view of banking
  • Identity & KYC Webinar Series Recorded: Oct 18 2016 33 mins
    Robert Prigge
    Millenials in Banking: Millenials speak out on their global view of banking
  • DTiWAM Webinar Series Recorded: Sep 30 2016 23 mins
    Juan Pablo Luchetti
    Digital Transformation in Wealth & Asset Management
  • RegTech Webinar Series Recorded: Aug 31 2016 17 mins
    Shane Brett
    Regulatory compliance is one of the biggest immediate challenges affecting the financial services industry today. Many market participants are unsure how to meet constantly evolving reporting requirements or how to move to an open API framework in a secure and compliant way.
  • Identity & KYC Webinar Series Recorded: Aug 4 2016 32 mins
    Jonathan Hardinges, Dominic Mac
    Rethinking the way we verify identity and how this feeds through to improved KYC, client onboarding and AML
  • Identity & KYC Webinar Series Recorded: Jul 18 2016 36 mins
    Sue Dawes, Sarah Munro, Steve Pannifer, Don Thibeau
    Advances in identity verification and management: How new technologies can reduce oversharing of personally identifying information, fraud and identity theft
  • Innovation in Identity & KYC: A Thought Leader Interview Recorded: Mar 24 2016 21 mins
    Jodie Paula Cohen of ECN interviews Rob Laurence, Director of Innovate Identity
    Traditional methods of identity verification are contributing to lengthy and expensive KYC and onboarding processes. Technological advances, regulatory requirements and business necessity are leading organisations to a point where they have to rethink the way identity works.

    With so many financial services institutions embracing digital, the big challenge is bringing together information about each client, from multiple systems, to create one accurate client identity. Achieving this, while demonstrating robust and compliant KYC capabilities, is causing costs to spiral.

    In this exclusive webinar Jodie Paula Cohen, producer of the acclaimed Identity & KYC conference, catches up with leading Identity expert Rob Laurence, Director of Innovate Identity, to gain some practical insights into how these challenges can be tackled.

    Questions will include:

    1) How close are we to being able to access digital information about identity in a consumable and trusted way, across industries?

    2) Which technologies should organisations be looking into, to support their identity and KYC processes?

    3) Is the blockchain a complete solution for improved identity verification, or just part of a wider solution?

    4) How can institutions ensure a user-friendly and compliant KYC and onboarding process?

    5) What are the challenges and benefits of putting in place a ‘financial services passport’?
  • Disrupting Wealth & Asset Management: An interview with Amin Rajan Recorded: Feb 26 2016 27 mins
    Jodie Paula Cohen of ECN interviews Amin Rajan, CEO of CREATE-Research
    Digital technology has already disrupted many industries, and today it is the wealth and asset management space that stands on the cusp of a digital revolution. Consumer demand, increasing competition from new market entrants and regulatory pressures are driving the speed at which technology is being adopted within these sectors.
    Capacity constraints, cultural barriers and concerns over data insecurity have hampered the adoption of digital technology so far; but the tide is now turning....

    Jodie Paula Cohen, producer of the acclaimed Digital Technology in Wealth & Asset Management conference, catches up with leading researcher and analyst Amin Rajan to gain some insights into how the industry may evolve and where advantages will be gained:

    Questions will include:

    - What do you perceive as the most important drivers of digitisation in the wealth and asset management space today?

    - How do you see these drivers playing out over the next 12 months?
    Which activities in the value chain are most susceptible to digitisation, and which areas should managers focus on?

    - What are the key challenges that firms need to overcome when putting in place a digital strategy?

    - How are new market entrants shaping the evolution of the sector?

    - How are clients responding to digital technology? What are their main concerns and demands?
Insight and analysis for Payments & Finance
ECN webinars bring you presentations and interviews from the leading expert speakers. Our style is thought provoking and visionary.

Embed in website or blog

Successfully added emails: 0
Remove all
  • Title: RegTech Webinar Series
  • Live at: Aug 31 2016 1:00 pm
  • Presented by: Shane Brett
  • From:
Your email has been sent.
or close